SEC-registered financial advisors in Kentucky
This page lists 74 advisory firms with a main office in Kentucky that are registered with the SEC and report individual clients. It is not every advisor in Kentucky. Firms registered with Kentucky's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in Kentucky
Showing 24 of 74
- Abri LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Access Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Advantage Investment Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Alexander Investment Services Co.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Alpha Financial Partners LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Altus Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Asio Capital LLC$500M to $1BSEC recordPercentage of assetsOther
- Atlas Brown$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Ballast, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Barlow Wealth Partners, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- BLVD Private Wealth, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Castellan$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Centerline Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Churchill Financial Advisors, LLC$500M to $1BSEC recordPercentage of assets
- Cullinan Associates, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Demeter Tactical Investments Corp.$100M to $500MSEC recordPercentage of assetsPerformance-based
- Dmlo Wealth Planning, LLC$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat fee
- Dupree Financial Group, LLC$100M to $500MSEC recordPercentage of assets
- E. S. Barr & Company$1B or moreSEC recordPercentage of assetsPerformance-based
- Equity Advisors of Kentucky Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Family Wealth Planning Partners$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- First Kentucky Securities Corp$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feePerformance-basedOther
- FWG Investments, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Graeter Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Guidance Capital, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Harvey Investment Company, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Invest Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Investments & Financial Planning, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Itrust Asset Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- J. Hagan Capital, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Jennings & Associates Financial Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Journey Advisory Group, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Keystone Financial Group, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- KPP Advisory Services LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Lanier Asset Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Legacy Financial Advisors, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Legacy Financial Independent Advisors LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- LFG Wealth Partners, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Lockshield Partners, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Magnate Advisory Services, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- MCF Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Mercurio Wealth Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Meridian Wealth Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Moneywatch Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Owen Larue Financial Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Paragon Private Wealth Management LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Parthenon LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Pillar Financial Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Principled Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Private Client Services, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Q2 Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Reliant Wealth Planning, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Renaissance Investment Management$1B or moreSEC recordPercentage of assets
- Research & Portfolio Management$100M to $500MSEC recordPercentage of assets
- Retirement Planning Solutions, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Ricketts Financial, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- River Road Asset Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Riverstone Asset Management, LLC$100M to $500MSEC recordPercentage of assets
- Russell Capital Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Saling Wealth Advisors$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Spectrum Financial Alliance, Ltd., L.L.C.$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Stegner Investment Associates Inc$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Strategic Wealth Investment Group, LLC$1B or moreSEC recordPercentage of assetsHourly
- The Gleason Group, Inc.$1B or moreSEC recordPercentage of assets
- The Prosperity People$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Todd Asset Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Tony Walker Financial$100M to $500MSEC recordPercentage of assets
- Townsend Financial Planning$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Van Leeuwen Retirement & Investment Services$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Wallace Hart Capital Management$100M to $500MSEC recordPercentage of assetsPerformance-based
- Waycross Partners, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Wealth Management of the Bluegrass, LLC.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Wealthmd Corporation$100M to $500MSEC recordPercentage of assets
- Winebrenner Capital Management LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.