SEC-registered financial advisors in Indiana
This page lists 125 advisory firms with a main office in Indiana that are registered with the SEC and report individual clients. It is not every advisor in Indiana. Firms registered with Indiana's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in Indiana
Showing 24 of 125
- Aldebaran Capital, LLC$100M to $500MSEC recordPercentage of assets
- Ami Investment Management Inc$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- An Exceptional Life Financial, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Apple Tree Asset Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Archer Investment Corporation$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Asset Management Strategies, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Atlas Capital Management Corp$500M to $1BSEC recordPercentage of assetsFixed or flat feePerformance-based
- Axia Advisory$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Axiom Financial Strategies Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Banker Investment Group$100M to $500MSEC recordPercentage of assets
- Bedel Financial Consulting Inc$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Bischoff Wealth Management Group, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Bookends Financial Planning$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissionsOther
- Canterbury Investment Management, LLC$25M to $100MSEC recordPercentage of assets
- Capital Advisor Network$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Capital Cities Investments$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- CBG & Company, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cfci$500M to $1BSEC recordPercentage of assetsHourly
- CFG Wealth Management Services Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Charter Advisory Corporation$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Compass Financial Advisors LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Comprehensive Financial Consultants$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Core Wealth Advisors$100M to $500MSEC recordPercentage of assetsHourly
- Corevision Financial Group$1B or moreSEC recordPercentage of assetsHourly
- Creative Financial Designs, Inc.$1B or moreSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat fee
- Curry Webb Wealth Management LLC$100M to $500MSEC recordPercentage of assets
- CX Institutional, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- David P. Gilliam & Associates, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Deerfield$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Dickmeyer Boyce Financial Management, Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Donaldson Capital Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Elevated Financial Group$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Elser Financial Planning, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Fi3 Financial Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Financial Enhancement Group$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Financial Planning Services$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Financial Plans & Strategies, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Fnex Wealth, LLC$100M to $500MSEC recordPercentage of assets
- Fortitude Private Wealth$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Forum Private Client Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Four Quadrant Wealth Advisors, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Freeman, Will & Niemeier, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Galecki Financial Management Inc$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Gehrig Capital Management, Inc.$100M to $500MSEC recordPercentage of assets
- Genesis Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Gettings Busch Wealth Management$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Gimbal Financial, LLC$100M to $500MSEC recordPercentage of assets
- Goelzer Investment Management$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Greenleaf Financial Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Halter Ferguson Financial Inc$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Hendershott Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Hilltop Wealth & Tax Solutions$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Hobbs Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Horizon Investment Services, LLC.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Howard Bailey Securities, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Hurlow Wealth Management Group, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Indie Asset Partners, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feePerformance-based
- Integrated Investment Strategies, Inc.$100M to $500MSEC recordPercentage of assetsHourlyOther
- Intrepid Financial Planning Group, LLC$100M to $500MSEC recordPercentage of assets
- Invst, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Kessler Investment Group, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Kestrel Wealth Management, LLC$100M to $500MSEC recordPercentage of assets
- Kirr, Marbach & Company, LLC$500M to $1BSEC recordPercentage of assets
- Koon Financial Planning & Consulting/Kfp&C$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Korhorn Financial Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Kotys Wealth Professionals$100M to $500MSEC recordPercentage of assetsHourlyOther
- Lauer Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Laughlin Financial LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lji Wealth Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Lynch & Associates$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Maripau Wealth Management LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Market Street Wealth Management Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- McMahan Capital Management$100M to $500MSEC recordPercentage of assets
- Meridian Investment Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- MFG Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Mindset Wealth Management, LLC$100M to $500MSEC recordPercentage of assets
- MJ Retirement$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Monarch Capital Management Inc$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Monon Wealth Management$500M to $1BSEC recordPercentage of assets
- Mosaic Wealth Management LLC$100M to $500MSEC recordPercentage of assets
- Nearside Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Northwest Financial Services Inc$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- OneAmerica Securities, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Oxford Financial Group, Ltd$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Oxinas Partners Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Pathway Financial Advisers, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Peloton Capital Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Pettinga Financial Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Phillips Financial$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Pile Wealth Management$100M to $500MSEC recordPercentage of assets
- Precedent Financial Strategies$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Provider Financial, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Qbox Fiduciary Solutions, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Quantum Financial Services Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Reify Wealth Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourly
- Sapient Capital LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Shepherd Financial Investment Advisory LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Smi Advisory Services, LLC$500M to $1BSEC recordPercentage of assets
- Smith Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Spyglass Investment Management$100M to $500MSEC recordPercentage of assetsHourly
- Storen Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Strive Financial Group, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feeCommissions
- Sycamore Financial Group$500M to $1BSEC recordPercentage of assets
- Sym Financial Advisors$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Teeple Snyder Newsome Wealth & Tax Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- The Financial Resource Center$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- The Wellington GRP LLC$100M to $500MSEC recordPercentage of assetsOther
- Thomas Story and Son LLC$100M to $500MSEC recordPercentage of assets
- Thurston Springer Advisors$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Titan Investment Management LLC$100M to $500MSEC recordPercentage of assets
- Tradewell Tax & Financial$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Trust Investment Advisors$100M to $500MSEC recordPercentage of assetsOther
- Trust Investment Advisors Wealth Management, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat feeCommissionsOther
- Valeo Financial Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Vestia Personal Wealth Advisors$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Vista Investment Partners$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Wabash Capital, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Wallington Asset Management$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Walter Keenan Wealth Management$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Wealth Advisors Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Wealth Advisory Solutions, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Wellington Investment Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Werner Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Winthrop Capital Management$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Woodley Farra$1B or moreSEC recordPercentage of assetsFixed or flat fee
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.