SEC-registered financial advisors in Iowa
This page lists 82 advisory firms with a main office in Iowa that are registered with the SEC and report individual clients. It is not every advisor in Iowa. Firms registered with Iowa's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in Iowa
Showing 24 of 82
- Acadia Legacy Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Accel Wealth Management$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Aegis Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Altitude Capital Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Ao Wealth Advisory$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Arnold and Mote Wealth Management$100M to $500MSEC recordHourlyFixed or flat fee
- Ausdal Financial Partners, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissionsOther
- Avantax Planning Partners, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Ballast Capital Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Basepoint Wealth, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Beacon Capital, LLC$100M to $500MSEC recordPercentage of assetsOther
- Berthel Fisher & Company Financial Services, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- BFC Planning, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Boyle Capital$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Bradford Financial Center$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Bridgeway Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- BSC Capital Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cambridge Investment Research Advisors, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissionsOther
- Cedar Point Capital Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cedar Valley Wealth Advisors$100M to $500MSEC recordPercentage of assetsHourlyOther
- Clarity Asset Management, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Compass Financial Services$100M to $500MSEC recordPercentage of assetsHourly
- Des Moines Investments, LLC$100M to $500MSEC recordPercentage of assets
- DMKC Advisory Services, LLC$500M to $1BSEC recordPercentage of assetsHourly
- Dynamic Financial Group$500M to $1BSEC recordPercentage of assets
- FBL Wealth Management, LLCUnder $25MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Five Talents Financial Management Group LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Forrest Financial Services$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Foster Group, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Friday Financial$100M to $500MSEC recordPercentage of assets
- FSB Premier Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Gilbert & Cook, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Independent Wealth Network, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Integrity Alliance, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Investment Consulting Group Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Iowa Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Kane Company Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Keystone Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Lane Family Wealth Management$100M to $500MSEC recordPercentage of assets
- Legacy Bridge Private Family Offices$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-basedOther
- Legacy Financial Group$1B or moreSEC recordPercentage of assetsHourlyOther
- LSB Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Matheson & Rock Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsOther
- Merkle Retirement Planning$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Midwest Heritage Financial Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Midwestern Financial Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Mokosak Advisory Group, LLC$100M to $500MSEC recordPercentage of assets
- Nations Financial Group, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Nikulski Financial, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Northwest Wealth Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Oasis Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Paladin Wealth Partners$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Pecaut Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Peterson Financial Group, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Plan2thrive Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Principal Advised Services$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Principal Asset Management$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- Principal Real Estate$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Principal Securities, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Quad-Cities Investment Group, LLC$100M to $500MSEC recordPercentage of assets
- Rda Financial Network$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Retireright Consulting Group$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- RIA Advisory Group, LLC$500M to $1BSEC recordPercentage of assets
- Steele Capital Management, Inc.$1B or moreSEC recordPercentage of assets
- Stonefield Investment Advisory, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Syverson Strege$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- TFP Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- The Life Group Financial Services$100M to $500MSEC recordPercentage of assetsHourly
- Transamerica Retirement Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Tuve Investment Management, Inc.$100M to $500MSEC recordPercentage of assets
- Valiant Wealth, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Van Diest Capital$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Visionx Wealth Partners$100M to $500MSEC recordPercentage of assetsHourly
- Vivid Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Water Valley Investment Advisors, Inc.$100M to $500MSEC recordPercentage of assets
- Wealth Advisors Group, LLC$100M to $500MSEC recordPercentage of assets
- Wealth Advisors of Iowa, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Wealthspan Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Weis Advisory$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Weitzel Financial Services, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- West Financial Advisors, L.L.C.$500M to $1BSEC recordPercentage of assetsHourly
- Wilon Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.