SEC-registered financial advisors in Alabama
This page lists 74 advisory firms with a main office in Alabama that are registered with the SEC and report individual clients. It is not every advisor in Alabama. Firms registered with Alabama's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in Alabama
Showing 24 of 74
- 6th Street Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Anderson Growth Partners, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Approach Retirement Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Aptus Capital Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Aragon Capital, LLC$100M to $500MSEC recordPercentage of assets
- Aull & Monroe$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Axient Investment Advisors LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- BCR Wealth Strategies$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- BHK Investment Advisors$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- BHK Securities, LLC$100M to $500MSEC recordPercentage of assetsCommissions
- Birmingham Capital Management Co Inc$100M to $500MSEC recordPercentage of assets
- Blalock Williams, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Bluewater Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- BMSS Wesson Wealth Solutions$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Bonaventure Capital, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Bright Investments, LLC$100M to $500MSEC recordPercentage of assets
- Brookline Investments, Inc.$100M to $500MSEC recordPercentage of assetsPerformance-basedOther
- Brown Financial Advisory$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Canterbury Capital Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Capsouth Wealth Management$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Cloud Investments, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Colarion$100M to $500MSEC recordPercentage of assets
- Cook & Bynum Capital Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Eversource Wealth Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Fairvoy Private Wealth, LLC$500M to $1BSEC recordPercentage of assets
- Fidelis Capital, LLCUnder $25MSEC recordPercentage of assetsPerformance-based
- Greybox Investments$100M to $500MSEC recordPercentage of assetsHourly
- Hayek Kallen Investment Management L.L.C.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Infinity Tax & Financial Planning$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Invista Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Jackson Thornton Wealth Management, LLC$1B or moreSEC recordPercentage of assets
- JMF Capstone Wealth Management$100M to $500MSEC recordPercentage of assets
- Johnson Sterling, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Kassouf Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Keel Point, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Lanark Financial, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Leavell Investment Management, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Longview Financial Advisors, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Magnolia Wealth Management LLC$100M to $500MSEC recordPercentage of assetsHourly
- Mainsail Asset Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feePerformance-based
- Marble Wealth, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Mayfair Advisory Group, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Meld Financial, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Mitchell, McLeod, Pugh & Williams, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Money Management Services Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Naviant Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Navigate Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Oakworth Asset Management, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Oneascent Family Offices$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Oneascent Financial Services LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Oneascent Investment Solutions, LLC$500M to $1BSEC recordPercentage of assets
- Oneascent Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Park Place Capital Corporation$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- PMD Advisory$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Porter White Investment Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Retirement Advisors, Inc.$100M to $500MSEC recordPercentage of assets
- RFG Advisory, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Smith Thornton Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Southern Capital Services Inc$100M to $500MSEC recordPercentage of assets
- Southern Financial Group, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Steadmont Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Stonex Advisors Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Strauss Financial Group$100M to $500MSEC recordPercentage of assetsHourly
- Sunburst Financial Group, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- The Welch Group, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Timberchase Financial, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Truewealth Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Trust Advisory Group Ltd$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Tucker Financial Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Vulcan Value Partners LLC$1B or moreSEC recordPercentage of assetsPerformance-basedOther
- Walton Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Waverly Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Wilkins Miller Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Williams Financial Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.