Ronald John Hochstein
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
47 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Silver Oak Securities, Inc.Aug 2018 to now
- High Stone Properties LLCMay 2011 to now
- Comprehensive Financial Insurance SvcsJun 1996 to now
- Highstone GroupSep 1993 to now
- #ia Comprehensive Financial Planning CorJul 1993 to now
- Comprehensive Financial GroupJan 1986 to now
- Ronald J. Hochstein Registered RepSep 1979 to now
- Self-Employed Broker-Dealer Rep.Sep 1979 to now
- Self-Employed Business Consultant and MiFeb 1979 to now
- Self-Employed Insurance Agent/BrokerFeb 1979 to now
- Securities Service Network, Inc.Aug 2002 to Aug 2018
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1984
State registrations
Registered as an investment adviser representative in 2 states (MD, VA).
Highstone Group
Legal name: Comprehensive Financial Planning Corporation
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 871881
- 107549