Sophia Louise Hagerty
Investment adviser representative at Oppenheimer & Co. Inc.
10 yearsExperience
1 stateRegistered in
$36.7BFirm assets
71 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Oppenheimer & Co. Inc.Jul 2026 to now
- UnemployedMay 2026 to Jul 2026
- Legado Family Office ManagementJun 2025 to Aug 2025
- Greenhaven Road CapitalMay 2025 to Aug 2025
- Grand VenturesJun 2024 to Aug 2024
- Colgate UniversityAug 2022 to May 2026
- Hagerty Inc.Jun 2022 to Aug 2022
- Traverse City Central High SchoolSep 2018 to Jun 2022
- UnemployedJun 2018 to Sep 2018
- East Middle SchoolSep 2016 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8313283
- Firm CRD
- 249