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Seth N Stark

Investment adviser representative at Ameriprise Financial Services, LLC
10 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Ameriprise Financial Services, LLCJul 2026 to now
  2. CollegeAug 2025 to May 2026
  3. InvestecJun 2025 to Aug 2025
  4. CollegeAug 2024 to Jun 2025
  5. King PaperMay 2024 to Aug 2024
  6. CollegeAug 2023 to May 2024
  7. Borderline Surf ShopJun 2023 to Aug 2023
  8. CollegeAug 2022 to May 2023
  9. Pr BusinessMay 2022 to Aug 2022
  10. SchoolMay 2016 to May 2022

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 2 states (CT, TX).

Ameriprise Financial Services, LLC

$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8310563
Firm CRD
6363
Advisor's SEC record (opens in a new tab)
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