Shivani Patel
Investment adviser representative at TD Private Client Wealth LLC
11 yearsExperience
5 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- TD Private Client Wealth LLCJul 2026 to now
- TD Bank N.AJul 2026 to now
- UnemployedDec 2025 to Jun 2026
- CIBCNov 2019 to Dec 2025
- CIBC( Contact Centre)Nov 2018 to Nov 2019
- UnemployedApr 2018 to Oct 2018
- Sundaram FinanceMay 2015 to Mar 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 5 states (DE, FL, NJ, NY, PA).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8309351
- Firm CRD
- 164484