Naomi Valentina Kaffke
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Aug 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2026 to now
- Streetlight Taco Henderson, LLCOct 2025 to Dec 2025
- Cameron Mitchell Restaurants, LLCAug 2024 to Apr 2025
- Bank of America, N.A.Jul 2023 to Mar 2026
- Bpe Enterprices, LLCFeb 2023 to Mar 2023
- Lithia Motors IncJan 2023 to Jul 2023
- Gourmet Marche LLCOct 2022 to Feb 2024
- Face & CurvesApr 2020 to Jan 2022
- Colegio Andino Deutsche SchuleJan 2015 to Oct 2022
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (FL).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8305654
- Firm CRD
- 7691