Rose Vivian Pell
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jul 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2026 to now
- Influence Church of Orange CountySep 2020 to now
- Bank of AmericaDec 2024 to Jun 2026
- Pasea Hotel & SpaMay 2024 to Nov 2024
- Hilltop Alarms, Inc.May 2023 to Apr 2024
- Mccoy Rigby Arts, Inc.Dec 2022 to May 2023
- The Chance TheaterDec 2022 to Mar 2023
- Keel ManagementMar 2022 to Mar 2022
- Biola UniversityJan 2020 to Dec 2024
- Actor Theater Series, Inc.May 2019 to Jun 2019
- University of the ArtsAug 2018 to Dec 2021
- Carter'sMay 2018 to Feb 2020
- Yorba Linda High SchoolJan 2016 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8305462
- Firm CRD
- 7691