James Keegan
Investment adviser representative at Arete Wealth Advisors, LLC
10 yearsExperience
2 statesRegistered in
$2.7BFirm assets
17 yearsFirm in business
Are you James Keegan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Arete Wealth Advisors, LLCJul 2026 to now
- Arete Wealth ManagementJul 2026 to now
- Astound BroadbandMay 2025 to Dec 2025
- St. John's UniversityAug 2021 to May 2026
- Monsignor Farrell High School StudentJul 2017 to Aug 2021
- Middle School Student - I.S. 75Jan 2016 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
Arete Wealth Advisors, LLC
$2.7BAssets managed
5,426Clients
143Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8295047
- Firm CRD
- 145488