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Samuel Luc Rosa

Investment adviser representative at Florida Financial Advisors, LLC
22 yearsExperience
2 statesRegistered in
$456.1MFirm assets
3 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

22 years in the industry.

  1. Florida Financial Advisors, LLCJun 2026 to now
  2. Florida Financial Advisors dba�new England�financial AdvisorsJun 2026 to now
  3. WhittleseyJun 2025 to Aug 2025
  4. WhittleseyJun 2024 to Aug 2024
  5. Providence CollegeAug 2022 to May 2026
  6. Conard High SchoolSep 2018 to Jun 2022
  7. UnemployedSep 2004 to May 2024

Exams passed

  • Series 65 · Uniform Investment Adviser Law2026

State registrations

Registered as an investment adviser representative in 2 states (FL, RI).

Florida Financial Advisors, LLC

$456.1MAssets managed
3,005Clients
842Advisers
3 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8292240
Firm CRD
288811
Advisor's SEC record (opens in a new tab)
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