Nicholas Ng
Investment adviser representative at LPL Enterprise, LLC
10 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Enterprise, LLCMay 2026 to now
- Carlsbad TaxMar 2026 to Apr 2026
- UnemployedMay 2025 to Mar 2026
- Carlsbad TaxMar 2025 to May 2025
- UnemployedDec 2024 to Mar 2025
- Whipt BakeryJul 2022 to Dec 2024
- UnemployedApr 2022 to Jul 2022
- Tami J. Dunham, CpaJan 2021 to Apr 2022
- UnemployedMay 2020 to Jan 2021
- California State University San MarcosJan 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8273990
- Firm CRD
- 8733