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Christopher Joseph Sonde

Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. UBS Financial Services Inc.May 2026 to now
  2. InstacartJan 2026 to Apr 2026
  3. UnemployedDec 2025 to Dec 2025
  4. InstacartOct 2025 to Nov 2025
  5. UnemployedAug 2024 to Oct 2025
  6. Data AxleMay 2024 to Aug 2024
  7. UnemployedAug 2023 to May 2024
  8. InstacartJun 2023 to Aug 2023
  9. Boston CollegeAug 2022 to Jun 2023
  10. Whole Foods MarketJul 2022 to Aug 2022
  11. Boston CollegeAug 2021 to Jul 2022
  12. UnemployedJan 2015 to Aug 2021

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 2 states (NJ, TX).

UBS Financial Services Inc.

$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8269939
Firm CRD
8174
Advisor's SEC record (opens in a new tab)
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