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Richard Andrew Baker

Investment adviser representative at Florida Financial Advisors, LLC
10 yearsExperience
2 statesRegistered in
$456.1MFirm assets
3 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

10 years in the industry.

  1. Registered RepresentativeJul 2026 to now
  2. Florida Financial Advisors, LLCMay 2026 to now
  3. Florida Financial Advisors dba Tristate Financial AdvisorsMay 2026 to now
  4. UnemployedDec 2025 to May 2026
  5. University of TennesseeMar 2023 to Dec 2025
  6. J AlexandersJan 2022 to Mar 2023
  7. US ArmyAug 2018 to Dec 2021
  8. UnemployedSep 2017 to Aug 2018
  9. Lipscomb University Tennis CenterSep 2016 to Sep 2017

Exams passed

  • Series 65 · Uniform Investment Adviser Law2026
  • Series 63 · Uniform Securities Agent State Law2026

State registrations

Registered as an investment adviser representative in 2 states (FL, TN).

Florida Financial Advisors, LLC

$456.1MAssets managed
3,005Clients
842Advisers
3 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8267493
Firm CRD
288811
Advisor's SEC record (opens in a new tab)
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