Lydia Rose Brosig
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCApr 2026 to now
- Europharma IncMar 2024 to Apr 2026
- Preble High SchoolOct 2023 to Mar 2024
- Center for Business, Economics, & Analytics, St. Norbert CollegeAug 2021 to May 2023
- Terry Naturally LLCApr 2021 to Mar 2024
- Phoenix Behavioral HealthNov 2020 to Jul 2021
- Office Depot LLCAug 2018 to Oct 2022
- Festival FoodsJul 2018 to Nov 2018
- StudentJun 2016 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8264257
- Firm CRD
- 31194