Roberto Antonio Garcia leon
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.May 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2026 to now
- Chase BankJun 2025 to Apr 2026
- SpectrumFeb 2025 to Jun 2025
- California State University NorthridgeAug 2024 to Dec 2025
- West Los Angeles CollegeJan 2024 to Feb 2024
- Los Angeles Southwest CollegeSep 2023 to Dec 2024
- Los Angeles Harbor CollegeJul 2023 to Aug 2023
- Los Angeles City CollegeJan 2023 to Feb 2023
- TargetApr 2022 to Feb 2025
- Los Angeles Pierce CollegeFeb 2022 to Jun 2024
- East Los Angeles CollegeJan 2022 to Feb 2022
- Los Angeles Mission CollegeSep 2021 to Dec 2021
- Extended TravelFeb 2021 to Sep 2021
- Innova SchoolMar 2012 to Feb 2021
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8261168
- Firm CRD
- 7691