Seth I Juarez
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2026 to now
- Citizens BankApr 2026 to Apr 2026
- UnemployedJan 2026 to Apr 2026
- AramarkMay 2025 to Jan 2026
- Unemployed/travelFeb 2025 to Apr 2025
- Walt Disney WorldFeb 2023 to Feb 2025
- Extended Travel After Graduation/unemployedJun 2022 to Feb 2023
- University of California At Santa CruzSep 2018 to Jun 2022
- City of ModestoJun 2018 to Aug 2022
- Peter Johansen High SchoolAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (RI, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8261015
- Firm CRD
- 7691