James Timothy Shand
Investment adviser representative at Empower Advisory Group, LLC
10 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Empower Advisory Group, LLCJul 2026 to now
- Empower Financial Services, IncMay 2026 to now
- Zowie IncJan 2024 to Mar 2024
- IngeniousioMar 2023 to May 2026
- Callminer IncMay 2022 to Oct 2023
- UnemployedNov 2021 to May 2022
- Astronomer IncJul 2021 to Nov 2021
- Ringlead IncJan 2019 to Jun 2021
- Tom Douglas Catering and EventsAug 2017 to Jan 2019
- Zed Restaurants dba Belltown PubMay 2017 to Feb 2018
- Nunchuk Restaurants dba the BridgeJan 2016 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NC).
Empower Advisory Group, LLC
$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8260577
- Firm CRD
- 112058