Matthew Alexander Caputo
Investment adviser representative at Assetmark, Inc.
10 yearsExperience
1 stateRegistered in
$91.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Assetmark Brokerage, LLC.Jun 2026 to now
- Assetmark, Inc.Mar 2026 to now
- Assetmark Financial Holdings, Inc.Mar 2026 to now
- Something's BrewingApr 2025 to Mar 2026
- UnemployedJul 2024 to Apr 2025
- PartstraderApr 2024 to Jul 2024
- 2nd & CharlesAug 2023 to Apr 2024
- UnemployedAug 2021 to Aug 2023
- LytetechMar 2021 to Aug 2021
- Depaul UniversitySep 2016 to Jun 2021
Exams passed
- Series 65 · Uniform Investment Adviser Law2026
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 1 state (IL).
Assetmark, Inc.
$91.8BAssets managed
456,452Clients
217Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8258286
- Firm CRD
- 109018