Peyton S Mallory
Investment adviser representative at Delta Investment Management, LLC
10 yearsExperience
1 stateRegistered in
$856.7MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Delta Investment Management, LLCApr 2026 to now
- Ura Group Az L.L.C.Jul 2023 to now
- Marcus & MillichapMay 2025 to Jan 2026
- SabbaticalFeb 2023 to Jul 2023
- Rsm US LLPOct 2020 to Jan 2023
- Biomed RealtyJun 2019 to Sep 2019
- Ura Group Az L.L.C.May 2018 to Sep 2018
- University of San Diego - Knauss School of BusinessSep 2016 to Aug 2020
Exams passed
- Series 66 · Uniform Combined State Law2023
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Delta Investment Management, LLC
$856.7MAssets managed
1,099Clients
26Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8253673
- Firm CRD
- 149596