Liam Neil Passi
Investment adviser representative at Raymond James (USA) Ltd
11 yearsExperience
1 stateRegistered in
CFADesignation
$2BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Raymond James (USA) Ltd.Mar 2026 to now
- Raymond James Financial Planning Ltd.May 2025 to now
- Raymond James Ltd.Jan 2024 to now
- UnemployedNov 2023 to Dec 2023
- BMO Nesbitt BurnsJul 2023 to Oct 2023
- UnemployedJun 2023 to Jun 2023
- RBC Dominion SecuritiesOct 2021 to May 2023
- RBC Royal BankSep 2020 to Sep 2021
- UnemployedMay 2020 to Aug 2020
- Glencore Sudbury InoMay 2019 to Aug 2019
- Glencore Sudbury InoMay 2018 to Aug 2018
- Full-time EducationSep 2017 to Apr 2020
- Glencore Sudbury InoMay 2017 to Aug 2017
- Full-time EducationSep 2015 to Aug 2017
Designations
- CFA
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (CA).
Raymond James (USA) Ltd
$2BAssets managed
4,864Clients
122Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8244917
- Firm CRD
- 25853