Hope Olivia Swain
Investment adviser representative at Root Financial Partners
11 yearsExperience
2 statesRegistered in
$2.1BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Root Financial PartnersMar 2026 to now
- Aspen Book Co/pinkerton Collective LLCOct 2025 to Feb 2026
- UnemployedJun 2025 to Sep 2025
- Frontrange Capital PartnersJan 2022 to May 2025
- ProtivitiSep 2020 to Dec 2021
- UnemployedJun 2020 to Sep 2020
- StudentAug 2015 to May 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Root Financial Partners
Legal name: Root Financial Partners, LLC
$2.1BAssets managed
858Clients
64Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8243444
- Firm CRD
- 290289