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Dominick Isaiah Dinapoli

Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Bank of America, N.A.Jun 2026 to now
  2. Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2026 to now
  3. J.P. Morgan Securities LLCMar 2026 to May 2026
  4. JPMorgan Chase Bank, N.A.Nov 2024 to May 2026
  5. Year Up UnitedApr 2024 to Nov 2024
  6. Gonzalez Fo New YorkApr 2024 to Jun 2024
  7. UnemployedJun 2023 to Mar 2024
  8. Daytona State CollegeAug 2022 to May 2024
  9. Hershey's Chocolate WorldApr 2022 to Jan 2023
  10. Hanac Inc.Jan 2022 to Mar 2022
  11. UnemployedMar 2016 to Dec 2021

Exams passed

  • Series 63 · Uniform Securities Agent State Law2025
  • Series 65 · Uniform Investment Adviser Law2025

State registrations

Registered as an investment adviser representative in 2 states (NY, TX).

Merrill Lynch, Pierce, Fenner & Smith Incorporated

$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8240077
Firm CRD
7691
Advisor's SEC record (opens in a new tab)
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