Roy Guia
Investment adviser representative at Mariner Independent
10 yearsExperience
1 stateRegistered in
$7.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Mariner IndependentJul 2026 to now
- Mariner Platform SolutionsJun 2026 to now
- Westside Cpas LLPJun 2024 to now
- Roy Guia Accountancy CorporationMay 2024 to now
- Mariner Wealth Advisors-icJan 2026 to Jun 2026
- ArmaninoJul 2023 to May 2024
- Marcum LLPSep 2021 to Jun 2023
- Capata CpaJan 2021 to Aug 2021
- ArmaninoMay 2019 to Dec 2020
- Rustanius & NortonMay 2018 to May 2019
- Windes IncJan 2017 to May 2018
- Lucas HorsfallSep 2016 to Dec 2016
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (CA).
Mariner Independent
Legal name: Mariner Platform Solutions, LLC
$7.3BAssets managed
4,307Clients
120Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8230631
- Firm CRD
- 305418