Jeffrey Makio Ogata
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Mar 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2026 to now
- Omnia Real Estate ServicesAug 2020 to Mar 2025
- Vida Fitness/urban Adventures At Gallery Place LLCDec 2019 to Aug 2020
- Verus Capital, LLCJan 2019 to Dec 2025
- Artemis EsgJan 2019 to Dec 2019
- United States House of RepresentativesSep 2017 to Dec 2018
- Uc Santa Barbara Dining ServicesSep 2015 to Aug 2017
- University of California, Santa BarbaraOct 2014 to Mar 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8216508
- Firm CRD
- 7691