Thomas John Kelly
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
16 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Bank of America, N.A.Mar 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2026 to now
- UnemployedAug 2025 to Dec 2025
- Louis Vuitton MalletierMar 2022 to Jul 2025
- Atrium StaffingJun 2021 to Mar 2022
- Eisner AmperJan 2021 to May 2021
- Fed Ex GroundDec 2020 to Feb 2021
- US Census BureauAug 2020 to Sep 2020
- UnemployedMar 2020 to Dec 2020
- Wiss and CompanyJan 2020 to Mar 2020
- UnemployedSep 2019 to Dec 2019
- Bdg CpasJan 2019 to Aug 2019
- FordhamJan 2010 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8216445
- Firm CRD
- 7691