Caleb Andrew Smith
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCJan 2026 to now
- Merchant Wealth ManagementJan 2026 to now
- Omni Hotels and Resorts PgaMay 2023 to Dec 2025
- The Indoor Golf ShopJun 2022 to May 2023
- Celina IsdSep 2021 to May 2022
- Canes ChickenMar 2020 to Mar 2021
- Sam Houston State UniversityAug 2019 to Jul 2021
- Carpentry SquaredAug 2018 to Dec 2021
- Omni Hotels and Resorts Frisco At the StarMay 2018 to Mar 2021
- Cartamere FarmsFeb 2018 to Mar 2021
- University of Texas At TylerAug 2017 to May 2019
- LowesMay 2017 to Feb 2018
- Celina High SchoolAug 2013 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8214741
- Firm CRD
- 6413