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Alexander Philip Pluta

Investment adviser representative at J.P. Morgan Securities LLC
11 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

11 years in the industry.

  1. J.P. Morgan Securities LLCJan 2026 to now
  2. JPMorgan Chase Bank, N.A.Jan 2026 to now
  3. UnemployedAug 2025 to Jan 2026
  4. Blue Raven SolarAug 2024 to Sep 2025
  5. Rangoon BistroAug 2024 to Dec 2024
  6. EemJan 2020 to Aug 2024
  7. UnemployedJul 2019 to Jan 2020
  8. Auburn (sprout Bost LLC)Feb 2019 to Jul 2019
  9. R�publique Caf� Bakery & R�publique RestaurantAug 2018 to Jan 2019
  10. Maude (stone Restaurant Group LLC)Dec 2017 to Aug 2018
  11. Bouchon (thomas Keller Rest. Group)Jul 2015 to Dec 2017

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

J.P. Morgan Securities LLC

$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8211215
Firm CRD
79
Advisor's SEC record (opens in a new tab)
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