Nicholas Swan
Investment adviser representative at Benjamin F. Edwards & Company, Incorporated
19 yearsExperience
1 stateRegistered in
$18.9BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Benjamin F. Edwards & Company, Inc.Jan 2026 to now
- Grace Presbyterian Church of the North ShoreSep 2019 to Dec 2025
- Westminster Presbyterian ChurchMar 2018 to Aug 2019
- Crossway Community ChurchJun 2007 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (IL).
Benjamin F. Edwards & Company, Incorporated
$18.9BAssets managed
33,057Clients
514Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8207977
- Firm CRD
- 146936