Brody David Dalton
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Jan 2026 to now
- UnemployedAug 2025 to Dec 2025
- Northstar Clean EnergyMay 2024 to Jul 2025
- Full Time EducationAug 2023 to Apr 2024
- Alro PlasticsJun 2023 to Aug 2023
- Full Time EducationAug 2022 to May 2023
- Industrial Steel TreatmentJun 2022 to Aug 2022
- Full Time EducationAug 2021 to May 2022
- Full Time EducationAug 2020 to Jul 2021
- Automated Logistics SystemsJun 2020 to Aug 2020
- Full Time EducationJan 2016 to Jun 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2026
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (MI).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8207964
- Firm CRD
- 5393