Austin J Nichols
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Securities, Inc.Jan 2026 to now
- Principal Life Insurance CompanyJan 2026 to now
- PrincipalJul 2024 to Jan 2026
- Veenker Golf CourseMay 2024 to Jul 2024
- Iowa State UniversityAug 2020 to May 2024
- Clarendale of AlgonquinMay 2019 to Aug 2020
- Huntley High SchoolJan 2016 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (IA, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8207587
- Firm CRD
- 1137