Brian Wesley Caton
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2025 to now
- Vystar Credit UnionNov 2024 to Dec 2025
- La FitnessSep 2024 to Nov 2024
- Efs CateringOct 2023 to Feb 2024
- JP Morgan ChaseOct 2019 to Sep 2024
- Laramar ManagmentDec 2018 to Oct 2019
- Gate Gas StationOct 2018 to Jan 2019
- Royal American ManagmentJul 2016 to Sep 2018
- Arc JacksonvilleMay 2014 to Sep 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8206344
- Firm CRD
- 7691