Austin Von Mullenix
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Jan 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2022 to now
- Archer Daniel MidlandFeb 2020 to Aug 2022
- Napa Auto PartsJul 2018 to Feb 2020
- Washington Auto CollisionApr 2018 to Jul 2018
- George GeeNov 2017 to Mar 2018
- Northwest Window and DoorSep 2017 to Nov 2017
- Spokane Frame and AutoJul 2017 to Sep 2017
- YmcaOct 2016 to Dec 2017
- Mt. Spokane High SchoolSep 2012 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8206240
- Firm CRD
- 7691