Ethan James Smith
Investment adviser representative at Perennial Financial Services
10 yearsExperience
1 stateRegistered in
$2.5BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Perennial Financial ServicesMay 2026 to now
- Perennial Investment Advisors, LLCMay 2026 to now
- LPL FinancialDec 2025 to now
- Johanson Transportation ServicesMay 2025 to Aug 2025
- Grand Canyon UniversitySep 2024 to Dec 2025
- Cold Stone CreameryAug 2022 to Aug 2024
- Full-time EducationJan 2016 to Dec 2025
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
Perennial Financial Services
Legal name: Perennial Investment Advisors, LLC
$2.5BAssets managed
3,229Clients
49Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8200787
- Firm CRD
- 286477