Ana S Noriega morales
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Jan 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 to now
- Wells FargoMar 2025 to Nov 2025
- FloridacommerceSep 2024 to Mar 2025
- Capital City BankSep 2023 to Jun 2024
- Florida Independent Living CouncilSep 2022 to Aug 2023
- Yard At Railroad SquareApr 2022 to Sep 2022
- La Cosecha Xix LLCMay 2021 to Aug 2021
- Coosh S LLCApr 2021 to Aug 2023
- Sunshine Restaurant MergerMar 2021 to Mar 2021
- Florida State UniversityAug 2020 to May 2024
- Pizza Bakers On PonceFeb 2020 to Dec 2020
- Decatur High School, Hillgrove High School, Sickles High SchoolAug 2015 to Sep 2022
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (GA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8194214
- Firm CRD
- 7691