Dinh an khuong Le
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Dec 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 to now
- Bank of AmericaNov 2023 to Nov 2025
- Newstar Nail SpaNov 2023 to Nov 2023
- UnemployedMay 2023 to Nov 2025
- University of California, BerkeleyAug 2021 to May 2023
- UnemployedJun 2021 to Aug 2021
- De Anza College Student Success CenterJan 2019 to Apr 2021
- De Anza CollegeApr 2018 to Jun 2021
- UnemployedNov 2017 to Apr 2018
- Saigon International CollegeNov 2015 to Nov 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8194204
- Firm CRD
- 7691