Carlos Rafael Lara
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Dec 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 to now
- Bank of AmericaAug 2023 to Nov 2025
- UnemployedJul 2023 to Aug 2023
- Whetstone Management LLCJul 2022 to Jun 2023
- Stephen Douglas Associates LLCDec 2021 to Jul 2022
- Management Resources, IncSep 2020 to Dec 2021
- UnemployedApr 2020 to Sep 2020
- Koning Restaurant International LLCOct 2019 to Mar 2020
- UnemployedFeb 2019 to Sep 2019
- Park1Nov 2018 to Jan 2019
- UnemployedMay 2018 to Oct 2018
- Restaurant Brands International Inc.Feb 2018 to Apr 2018
- UnemployedJan 2015 to Jan 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8194188
- Firm CRD
- 7691