Katie E. Johnson
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Jan 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2025 to now
- Midwest BankcentreJun 2024 to Nov 2025
- RegionsJul 2023 to Jun 2024
- Commerce BankAug 2021 to Jul 2023
- Sana LakeApr 2021 to Aug 2021
- Commerce BankJun 2019 to Apr 2021
- UnemployedApr 2018 to Jun 2019
- Mercy HealthOct 2017 to Nov 2017
- Main and Mill Brewing CompanyJun 2017 to Apr 2018
- Ardagh Glass IncApr 2017 to Jun 2017
- UnemployeedJan 2017 to Apr 2017
- Western Governors UniversityOct 2015 to Jun 2017
- Jefferson R7 School DistrictAug 2012 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8194109
- Firm CRD
- 7691