James Frederick Tollens
Investment adviser representative at Emerson Equity LLC
10 yearsExperience
1 stateRegistered in
$321.7MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Emerson Equity LLCDec 2025 to now
- Capital T Enterprises Inc.Apr 2022 to now
- Self EmployedJan 2022 to now
- UnemployedJul 2021 to Jan 2022
- Cargurus, Inc.Oct 2019 to Jul 2021
- UnemployedJul 2019 to Oct 2019
- Moca Systems, Inc.Jan 2018 to Jul 2019
- UnemployedNov 2016 to Jan 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NC).
Emerson Equity LLC
$321.7MAssets managed
620Clients
80Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8188946
- Firm CRD
- 130032