Sean Thomas Connelly
Investment adviser representative at Nomura Capital Management LLC
11 yearsExperience
2 statesRegistered in
$651.3MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Nomura Capital Management LLCJun 2026 to now
- Delaware Distributors, L.P.Nov 2025 to now
- Sunrise BrokersJun 2024 to Jul 2024
- Uries WaterfrontJun 2021 to Sep 2025
- Lower Cape May Regional School DistrictAug 2015 to Jun 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (NJ, PA).
Nomura Capital Management LLC
$651.3MAssets managed
2Clients
48Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8187849
- Firm CRD
- 324417