Connor Ethan Theriault
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Nov 2025 to now
- Top Gun Lacrosse (3step Sports)Jul 2020 to now
- Markowski InvestmentsJul 2025 to Aug 2025
- University of TampaAug 2024 to Aug 2025
- Mjx Asset ManagementJun 2024 to Aug 2024
- Brown UniversitySep 2023 to May 2024
- National Lacrosse LeagueJun 2023 to Aug 2023
- Brown UniversitySep 2022 to May 2023
- Granite TelecommunicationsJun 2022 to Aug 2022
- Brown UniversityJan 2021 to Jun 2022
- Faceoff FactorySep 2020 to Feb 2021
- Self EmployedNov 2017 to Oct 2025
- Northfield Mount HermonSep 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8187521
- Firm CRD
- 8174