Rosalind Van auker
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Jan 2026 to now
- Balanced BodyDec 2025 to Dec 2025
- UnemployedJun 2025 to Nov 2025
- Ucsb Department of EconomicsAug 2024 to Mar 2025
- Balanced BodyJul 2024 to Aug 2024
- Backyard BowlsJul 2023 to May 2025
- Full Time EducationSep 2022 to Jun 2023
- Maison VerbenaJun 2022 to Aug 2022
- Full Time EducationJan 2016 to Jun 2022
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8187197
- Firm CRD
- 5393