Aidan James Rooney
Investment adviser representative at Prospect Financial Services LLC
10 yearsExperience
1 stateRegistered in
$431MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Prospect Financial Services LLCJan 2026 to now
- LPL Financial LLCNov 2025 to now
- Cboe Global MarketsJun 2025 to Aug 2025
- Global Trading Systems, LLCJul 2024 to Aug 2024
- Nationwide Tfs, LLCJun 2023 to Sep 2023
- Bates CollegeSep 2021 to Jun 2025
- Avon Old FarmsSep 2020 to May 2021
- Fire Island FerriesJun 2019 to Aug 2022
- Bay Shore High SchoolSep 2016 to Jun 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
Prospect Financial Services LLC
$431MAssets managed
613Clients
9Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8186594
- Firm CRD
- 314154