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Nicholas Chute

Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. Bank of America, N.A.Jun 2026 to now
  2. Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2026 to now
  3. LPL Financial LLCNov 2025 to May 2026
  4. Together Credit UnionMar 2024 to May 2026
  5. West Community Credit UnionNov 2022 to Mar 2024
  6. Missouri Valley Federal Credit UnionOct 2021 to Nov 2022
  7. PNC BankNov 2019 to Oct 2021
  8. Penn StationNov 2018 to Nov 2019
  9. Field FoodsMay 2017 to May 2018
  10. The Corner Pub and GrillAug 2014 to Nov 2018

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 1 state (MO).

Merrill Lynch, Pierce, Fenner & Smith Incorporated

$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
8186424
Firm CRD
7691
Advisor's SEC record (opens in a new tab)
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