Dominic Piunno
Investment adviser representative at W&s Brokerage Services, Inc.
11 yearsExperience
3 statesRegistered in
$257.2MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- W&s Brokerage Services, Inc.Oct 2025 to now
- Western & Southern LifeJun 2025 to now
- Western Southern LifeJun 2024 to Aug 2024
- Baci WineryMay 2023 to Aug 2023
- Marketing Communication ResourceDec 2021 to Aug 2022
- John Carroll UniversityJun 2021 to May 2025
- Mayfield Country ClubJun 2021 to Aug 2021
- Innovative CompaniesJun 2020 to Jul 2020
- Mayfield High SchoolJun 2017 to Jun 2021
- Saint Paschal BaylonAug 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 3 states (AL, OH, VA).
W&s Brokerage Services, Inc.
$257.2MAssets managed
772Clients
91Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8182406
- Firm CRD
- 8099