Sherman Carlton Spears
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Clearing Services, LLCOct 2025 to now
- Wells Fargo Bank, NAMar 2024 to now
- UnemployedJan 2024 to Mar 2024
- United Parcel Service (ups)Oct 2023 to Dec 2023
- UnemployedJul 2023 to Oct 2023
- United States ArmyJun 2019 to Jun 2023
- Dick's Sporting GoodsSep 2018 to Feb 2019
- New Hampshire State SenateJan 2018 to May 2018
- University of New HampshireAug 2015 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (NC).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8179426
- Firm CRD
- 19616