Roy Walsh
Investment adviser representative at Raymond James Financial Services Advisors, Inc
10 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- N/aAug 2026 to now
- Raymond James Financial Services Advisors, IncMay 2026 to now
- Earl's RestaurantNov 2025 to now
- First Hawaiian AdvisorsOct 2025 to now
- First Hawaiian BankOct 2025 to now
- Raymond James Financial Services, Inc.Oct 2025 to now
- UnemployedApr 2025 to Sep 2025
- Chuo UniversityApr 2021 to Mar 2025
- UnemployedJun 2020 to Mar 2021
- Veterans Memorial High SchoolAug 2018 to May 2020
- Key West High SchoolAug 2016 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (HI).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8178196
- Firm CRD
- 149018