Alec Marcus Umutyan
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services, IncOct 2025 to now
- UnemployedJun 2025 to Sep 2025
- Sotheby's International RealityMay 2024 to Jan 2025
- Auberge - Stanley RanchMay 2023 to Aug 2023
- Auberge - Stanley RanchMay 2022 to Aug 2022
- University of Colorado BoulderAug 2021 to May 2025
- Tarla Mediterranean GrillSep 2019 to Oct 2020
- Vintage High SchoolAug 2017 to May 2021
- St. Johns LutheranAug 2014 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8176525
- Firm CRD
- 8174