Carl David Lee
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
PFSDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCDec 2025 to now
- Cetera Wealth Services, LLCDec 2025 to now
- Zen Again LLCJan 2021 to Nov 2025
- IntuitJan 2021 to Apr 2021
- Skar AudioJan 2021 to Jan 2021
- AmgenMay 2019 to Jan 2021
- Pricewaterhouse CoopersJan 2016 to May 2019
Designations
- PFS
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (FL).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 8175764
- Firm CRD
- 105644